Nex Systems
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Benjamin Leitman

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/15/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061903401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Benjamin Leitman, Respondent General Securities Representative CRD No. 5698076 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Benjamin Leitman ("Leitman" or "Respondent") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019061903401data-portal.finra.orgfinra.org

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