Nex Systems
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BERNARD GROSS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/18/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO 2006005125301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bernard Gross (CRD No. 2559063) Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Bernard Gross ("Gross" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2006005125301data-portal.finra.orgfinra.org

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