Nex Systems
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BERNARD L. GOLEMBE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/05/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSFNT NO. C07050024 TO: Department of Enforcement NASD RE: Sterling Financial Investment Group, Inc. CRD No. 41506 Bernard L. Golembe CRD No. 864450 Pursuant to Rule 9216 of NASD Code of Procedure, Sterling Financial Investment Group ("SFIG") and Bernard L. Golembe (collectively, "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference C07050024data-portal.finra.orgfinra.org

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