BESTVEST INVESTMENTS LTD.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/20/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014038906201 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: BestVest Investments, Ltd. ("BestVest" or the "Firm"), Respondent CRD No. 40302 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent BestVest submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2014038906201data-portal.finra.orgfinra.org
Other names2
Also known as2
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