Nex Systems
Type not stated

Beth A. DeBouvre

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/01/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KIM K. KOPACKA (CRD No. 3153396) and BETH A. DEBOUVRE (CRD No. 3176483), Respondents. Disciplinary Proceeding No. 2016050137503 Hearing Officer-DRS ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 1, 2019 INTRODUCTION Disciplinary Proceeding No. 2016050137503 was filed on March 25, 2019, by the

    03/25/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KIM K. KOPACKA (CRD No. 3153396) and BETH A. DEBOUVRE (CRD No. 3176483), Respondents. DISCIPLINARY PROCEEDING No. 2016050137503 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From at least 2002 through 2016, Respondents Kim K. Kopacka ("Ms. Kopacka") and Beth A. DeBouvre ("DeBouvre") enabled Ms. Kopacka's husband,

    Reference 2016050137503data-portal.finra.orgfinra.orgdata-portal.finra.org

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