Nex Systems
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Bette Tydings

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/26/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015048104201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bette Tydings, Respondent CRD No. 844203 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bette Tydings ("Tydings" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2015048104201data-portal.finra.orgfinra.org

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