Nex Systems
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BHA Select Network LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/13/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055209801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: BHA Select Network, LLC, Respondent Member Firm CRD No. 168883 Daniel Conor McDermott, Respondent General Securities Representative, General Securities Principal, Operations Professional, and Compliance Officer CRD No. 4521850 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondents BHA Select Network, LLC (“BHA” or the “Firm”) and Daniel Conor McDermott submit this

    Reference 2017055209801data-portal.finra.orgfinra.org

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