Nex Systems
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Billy Hai Zhang

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/03/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057646701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Billy Hai Zhang, Respondent Former Registered Representative CRD No. 5510158 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Billy Hai Zhang ("Zhang") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2018057646701data-portal.finra.orgfinra.org

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