Nex Systems
Type not stated

BLACKWALL CAPITAL MARKETS INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/25/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030486001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Blackwall Capital Markets, Inc, ("Blackwall" or the "Firm"), Respondent BD No. 144403 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2012030486001data-portal.finra.orgfinra.org

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