Nex Systems
Type not stated

BLAKE A. BURKHART

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/11/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029981102 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Blake A. Burkhart, Respondent Investment Company and Variable Contracts Products Representative CRD No. 5017154 Pursuantto F?NRA Rule 9216 ofFINRA's Code of Procedure, I submit this Letter ofAcceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement ofthe alleged rule violations described

    Reference 2011029981102finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.