Nex Systems
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BLAKE SHANAPHY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/17/2006: NASD OFFICE OF HEARING OFFICERS Market Regulation Department, Complainant, v. Blake Shanaphy (CRD No. 3002887), Respondent. Disciplinary Proceeding No. CMS 040165 Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT OF BLAKE SHANAPHY Date: January 17, 2006 Disciplinary proceeding number CMS 040165 was filed on October 11, 2004 by the Department of Market Regulation of NASD ("Complainant"). Respondent Blake Shanaphy submitted

    Reference CMS040165data-portal.finra.orgfinra.org

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