Nex Systems
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BLANKA SOLTA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/05/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080124932 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Blanka Solta, Respondent, CRD No. 4568965 Pursuant to Rule 9216 of FINRA Code of Procedure, I, Blanka Solta submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not

    Reference 2008012493201data-portal.finra.orgfinra.org

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