Nex Systems
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BOB BASSARI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/13/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 12068013061401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bob Bassari, Respondent Registered Principal (CRD No. 2695482) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bob Bassari, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2008013061401finra.orgdata-portal.finra.org

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