Nex Systems
Type not stated

BOBB A. MECKENSTOCK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/14/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. BOBB A. MECKENSTOCK Registered Principal (CRD No. 1152284) Respondent. Disciplinary Proceeding No. 2008011612602 Hearing Officer Rochelle S. Hall ORDER ACCEPTING OFFER OF SETTLEMENT Date: December 14, 2010 INTRODUCTION Disciplinary Proceeding No. 2008011612602 was filed on August 11, 2010, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).

    Reference 2008011612602finra.orgdata-portal.finra.org

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