Type not stated

BOBBY WAYNE BARNETT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/13/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022667101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bobby Wayne Barnett, Respondent Investment Company and Variable Contracts Products Representative Investment Company and Variable Contracts Products Principal CRD No. 1611141 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Bobby Wayne Barnett ("Respondent" or "Barnett") submits this Letter of Acceptance, Waiver

    Reference 2010022667101data-portal.finra.orgfinra.org

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