Nex Systems
Type not stated

Boenning and Scattergood Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/12/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090178846-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Boenning & Scattergood, Inc., Respondent Broker-Dealer CRD No. 100 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Boenning & Scattergood, Inc. (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2009017884601data-portal.finra.orgfinra.org

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