Nex Systems
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Bolton Global Capital Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/09/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030523201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bolton Global Capital, Inc. (BD No. 15650), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Bolton Global Capital, Inc. ("Bolton" or the ''Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2012030523201data-portal.finra.orgfinra.org

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