Nex Systems
Type not stated

BONDDESK TRADING LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/15/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070107095-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Bonddesk Trading LLC, Respondent Broker-Dealer CRD No. 103787 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Bonddesk Trading LLC (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2007010709501data-portal.finra.orgfinra.org

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