BONDS.COM INC.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/04/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030408001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bonds.com, Inc., Respondent Member CRD No. 43875 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Bonds.com, Inc. ("Bonds.com" or the "Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on
Reference 2012030408001data-portal.finra.orgfinra.org
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