Nex Systems
Type not stated

BOSE INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/29/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20060049785-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Bosc, Inc., Respondent Broker-Dealer CRD No. 17530 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Bosc, Inc. (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for

    Reference 2006004978501data-portal.finra.orgfinra.org

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