Nex Systems
Type not stated

BPU INVESTMENT MANAGEMENT INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/24/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024993502 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: BPU Investment Management, Inc., Respondent Member Firm CRD No. 17058 Rick E. Pierchalski, Respondent General Securities Representative and General Securities Principal CRD No. 818958 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2010024993502data-portal.finra.orgfinra.org

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