Nex Systems
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Brad H. Davidoff

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/05/2024: FINANCIAL INDUSTRY REGULA TORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079709601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brad H. Davidoff (Respondent) General Securities Representative CRD No. 4860150 Pursuant to FTNRA Rule 9216, Respondent Brad H. Davidoff submits this Letter of Acceptance, Waiver, and Consent (A WC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

    Reference 2023079709601data-portal.finra.orgfinra.org

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