Nex Systems
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Braden Scott Hill

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/19/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20120317378 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Braden Scott Hill, Respondent General Securities Representative CRD No. 2796421 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Braden Scott Hill ("Hill") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2012031737801data-portal.finra.orgfinra.org

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