Nex Systems
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BRADLEY PAUL WELLS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/06/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009019125902 To: Department of Enforcement FINRA Re: Bradley Paul Wells General Securities Representative, Municipal Securities Representative, General Securities Principal, Municipal Securities Principal, Options Principal, Financial and Operations Principal, and Sales Supervisor CRD No. 1257278 Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I, Bradley Paul Wells, submit this Letter of Acceptance, Waiver

    Reference 2009019125902data-portal.finra.orgfinra.org

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