Nex Systems
Type not stated

BRANDEN ROBERT WINDLE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/15/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038735002 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Branden Robert Windle, Respondent General Securities Representative CRD No. 6091295 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Branden Robert Windle, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2013038735002data-portal.finra.orgfinra.org

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