Nex Systems
Type not stated

BRANDON GARRETT SEARCY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/01/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026299401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brandon Garrett Searcy CRD No. 4406555 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Brandon Searcy, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described below.

    Reference 2011026299401finra.orgdata-portal.finra.org

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