Brandon Larsen

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/13/2025: From June 2019 to October 2023, Larsen exercised discretion without written authority in 14 brokerage accounts by effecting 165 trades. As a result, Larsen violated FINRA Rules 3260(b) and 2010 and is suspended for one month and fined $5,000...
Reference 2024081055001data-portal.finra.org finra.org

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