Nex Systems
Type not stated

Brent Daryl Obergfell

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/29/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021929901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: B & T Securities, Inc., Respondent Broker Dealer CRD no. 120242 and Brent Daryl Obergfell, Respondent General Securities Representative & Principal CRD no. 2419869 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, B & T Securities, Inc. and

    Reference 2010021929901finra.orgdata-portal.finra.org

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