Nex Systems
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Bret Lee Niemuth

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/03/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051985001 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Bret Lee Niemuth, Respondent General Securities Representative (“GSR”) / Investment Company Products / Variable Contracts Representative (“IR”) / General Securities Principal (“GP”) CRD No. 2356735 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Respondent Bret Lee Niemuth, submit this Letter of

    Reference 2016051985001data-portal.finra.orgfinra.org

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