Nex Systems
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BRETT MICHAEL PLEW

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/25/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018269501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brett Michael Plew, Respondent Registered Representative CRD No. 4311386 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Brett Michael Plew, submit this Letter of Acceptance, Waiver and Consent ("AWC) for the purpose of proposing a settlement of

    Reference 2009018269501data-portal.finra.orgfinra.org

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