Nex Systems
Type not stated

Brex Treasury LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/30/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071100401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brex Treasury LLC (Respondent) Member Firm CRD No. 299606 Pursuant to FINRA Rule 9216, Respondent Brex Treasury LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

    Reference 2021071100401finra.orgdata-portal.finra.org

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