Nex Systems
Type not stated

Brian Beh

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/22/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069177601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian Beh (Respondent) General Securities Representative CRD No. 1500962 Pursuant to FINRA Rule 9216, Respondent Brian Beh submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

    Reference 2021069177601data-portal.finra.orgfinra.org

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