Nex Systems
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Brian Blanco

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/24/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066805601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian Blanco (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6423223 Pursuant to FINRA Rule 9216, Respondent Brian Blanco submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2020066805601data-portal.finra.orgfinra.org

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