Nex Systems
Type not stated

BRIAN CROSBY JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/03/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005000279301 TO: Department of Enforcement NASD RE: Brian Crosby, Jr. Registered Representative CRD No. 3067628 Pursuant to Rule 9216 of NASD Code of Procedure, I, Brian Crosby, Jr. ("Crosby Jr." or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on

    Reference 2005000279301finra.orgdata-portal.finra.org

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