Nex Systems
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Brian Gregory DiJulio

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/23/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057561201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brian Gregory DiJulio, Respondent General Securities Principal CRD No. 1647694 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Brian Gregory DiJulio, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2018057561201data-portal.finra.orgfinra.org

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