Nex Systems
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Brian James DeVinney

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/08/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037749001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brian James DeVinney, Respondent General Securities Representative CRD No. 3052178 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Brian James DeVinney ("DeVinney") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2013037749001data-portal.finra.orgfinra.org

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