Nex Systems
Type not stated

BRIAN KENNETH EDWARDS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/28/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAVER AND CONSENT NO.2013037999901 TO Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brian Kenneth Edwards, Respondent Investment Company and Variable Contracts Products Representative CRD No 6011762 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedures, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2013037999901data-portal.finra.orgfinra.org

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