Nex Systems
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BRIAN LARSEN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/07/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C8A050003 TO: Department of Enforcement NASD RE: Brian Larsen, Respondent General Securities Representative CRD No. 3111872 Pursuant to Rule 9216 of NASD Code of Procedure, I, Brian Larsen, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that

    Reference C8A050003data-portal.finra.orgfinra.org

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