Nex Systems
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BRIAN LENART

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/30/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021047901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brian Lenart, Respondent Financial and Operations Principal CRD No. 736107 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Brian Lenart, submit this Letter of Acceptance, Waiver, and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2010021047901data-portal.finra.orgfinra.org

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