Nex Systems
Type not stated

BRIAN S. BREWER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/21/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. CHARLES W. KROMER, JR. General Securities Representative CRD No. 1068867; BRIAN S. BREWER Registered Securities Principal CRD No. 2973586 Respondents. DISCIPLINARY PROCEEDING No. 2005002244102 HEARING OFFICER: MAD DATED: JULY 19, 2011 ORDER ACCEPTING OFFER OF SETTLEMENT FOR RESPONDENT CHARLES W. KROMER, JR. INTRODUCTION Disciplinary Proceeding No. 2005002244102 was filed on January 20, 2010, by the

    Reference 2005002244102data-portal.finra.orgfinra.org

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