Nex Systems
Type not stated

BRIAN S. JOHNSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/17/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035959901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brian S. Johnson, Respondent General Securities Representative CRD No. 4510220 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Brian S. Johnson (Johnson or Respondent), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2013035959901data-portal.finra.orgfinra.org

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