Nex Systems
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BRIAN SNYDER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/09/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008229401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian Snyder (CRD No. 2022637) Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Brian Snyder, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not

    Reference 2007008229401data-portal.finra.orgfinra.org

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