Nex Systems
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BRIAN T. MCGRAIL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/07/2007: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Brian T. McGrail, CRD No. 1945132 Respondent. Disciplinary Proceeding No. 20050036344 Hearing Officer - SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: INTRODUCTION Disciplinary Proceeding No. 20050036344 was filed on January 18, 2007, by the Department of Enforcement of NASD ("Enforcement"). Respondent Brian T. McGrail submitted an Offer of Settlement ("Offer") to Enforcement on March 1, 2007. Pursuant to Code of Procedure Rule

    Reference 2005003634401data-portal.finra.orgfinra.org

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