Nex Systems
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BRIAN W. BOPPRE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/07/2011: FINANCIAL INDUSTRY REGIJLATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009019125904 To: Department of Enforcement FINRA Re: Brian W. Boppre General Securities Representative, General Securities Principal, Financial and Operations Principal, Municipal Securities Principal and Options Principal CRD No. 2778187 Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I, Brian W. Boppre, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement

    Reference 2009019125904data-portal.finra.orgfinra.org

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