Nex Systems
Type not stated

BRIDGET ANTOINETTE TROTTER

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/18/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047684201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bridget Antoinette Trotter, Respondent Investment Company and Variable Contracts Products Representative CRD No. 2694032 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bridget Antoinette Trotter, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2015047684201data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.