Nex Systems
Type not stated

BRIGHTON SECURITIES CORP.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/15/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E9B2005001701 TO: Department of Enforcement NASD RE: Brighton Securities Corp. BD No. 3875 1703 Monroe Avenue Rochester, New York 14618 George T. Conboy CRD No. 1283395 Pursuant to Rule 9216 of NASD Code of Procedure, Brighton Securities Corp. ("Brighton'') and George T. Conboy ("Conboy") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC

    Reference E9B2005001701data-portal.finra.orgfinra.org

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