Nex Systems
Type not stated

Brighton Securities Corp.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/28/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015046536701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Brighton Securities Corp. (BD No. 3875) Respondent Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Brighton Securities Corp. (“Brighton or the “Firm”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations

    Reference 2015046536701data-portal.finra.orgfinra.org

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