Nex Systems
Type not stated

BRIMBERG & CO.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/20/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011025773503 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brimberg & Co. (BD No. 1315), Member Firm and Jay Clint Tomlinson (CRD No. 26802691), General Securities Principal Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Brimberg & Co. ("Brimberg" or "the Firm") and Jay Clint Tomlinson ("Tomlinson") (collectively ''Respondents") submit this Letter of Acceptance, Waiver and

    Reference 2011025773503data-portal.finra.orgfinra.org

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