Nex Systems
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Bruce A. Lefavi

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/07/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013034965201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bruce A. Lefavi, Securities, Inc. Respondent CRD No. 10684 Bruce A. Lefavi, Respondent, CRD No. 1064893 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure Bruce A. Lefavi Securities, Inc., ("BLS") and Bruce A. Lefavi ("Lefavi") collectively, "Respondents") submit this Letter

    Reference 2013034965201data-portal.finra.orgfinra.org

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