Nex Systems
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Bruce Howard Jordan

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/12/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063371901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Newbridge Securities Corporation (Respondent) Member Firm CRD No. 104065 Bruce Howard Jordan (Respondent) General Securities Principal CRD No. 1223556 Pursuant to FINRA Rule 9216, Respondents Newbridge Securities Corporation and Bruce Howard Jordan, submit this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing

    Reference 2019063371901data-portal.finra.orgfinra.org

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